Opportunity Information: Apply for DE FOA 0002708

The Mining Innovations for Negative Emissions Resource Recovery (MINER) SBIR/STTR funding opportunity (FOA number DE-FOA-0002708) is a Department of Energy ARPA-E grant program aimed at helping small businesses develop commercial-ready mining and minerals-processing technologies that can both strengthen domestic supply chains for critical minerals and cut or even reverse the carbon footprint of producing those materials. The core motivation is twofold: the United States needs larger, more secure supplies of minerals like copper, nickel, lithium, cobalt, and rare earth elements to support batteries, clean electricity generation, and grid expansion, but conventional mining is becoming more expensive and less efficient as high-grade deposits deplete and the costs of crushing, processing, tailings management, and environmental controls rise. MINER is positioned as applied research and development with clear commercialization potential, consistent with ARPA-E's mission of backing high-risk, high-reward technology that could create new cost and performance "learning curves" rather than incremental improvements.

Technically, MINER seeks projects that can deliver step-change improvements in three program-level outcomes: first, cutting comminution energy (the energy used to crush and grind ore) by 50% compared to current state-of-the-art approaches; second, increasing recovery of energy-relevant minerals by reducing the amount of valuable material left behind in tailings by 50% compared to state-of-the-art; and third, enabling net-negative emissions mineral production by sequestering more than 10 weight percent CO2e per metric ton of ore processed. In practical terms, this means ARPA-E is looking for innovations that make it cheaper and less energy-intensive to liberate minerals from rock, recover a higher fraction of target elements during beneficiation and processing, and simultaneously drive mineralization or carbonation reactions that lock atmospheric or industrial CO2 into stable solid forms as part of the processing train.

To organize the kinds of solutions it wants to see, the FOA lays out four major technical categories. One area is mineral comminution, where concepts might involve novel breakage methods, more selective liberation strategies, improved classification, or alternative size-reduction pathways that reduce wasted energy. A second area focuses on beneficiation and processing improvements to raise yield, which can include new separation approaches, enhanced chemistry, or flowsheet innovations designed to capture more of the critical elements that would otherwise end up in tailings. A third area targets carbon-negative reactions, emphasizing processes that actively consume CO2 as a functional input and convert it into stable mineral carbonates or other long-lived products while still enabling production of usable mineral outputs. The fourth area covers sensing and analysis tools that help identify, quantify, and enable carbonation potential and mineralization, reflecting the need to rapidly characterize ore bodies, tailings, and process streams so operators can predict where carbon mineralization is feasible and control it in real time.

From an applicant standpoint, this is an SBIR/STTR opportunity specifically listing small businesses as the eligible applicant type, and awards are made under assistance mechanisms such as cooperative agreements, grants, or other instruments. The opportunity anticipated around 15 awards, with an award ceiling of about $3.95 million per project. The FOA also emphasizes that proposers should be prepared to address techno-economic analysis (TEA) and life cycle assessment (LCA) expectations, which is typical for ARPA-E: proposals are not just judged on whether the science is interesting, but on whether the approach can plausibly scale, compete on cost, and deliver real net emissions benefits when you account for the full system impacts.

Operationally, applicants had to access the full FOA on the ARPA-E website and submit required materials through the ARPA-E eXCHANGE system, which is the only submission path ARPA-E will accept for concept papers and applications. The posting highlights support channels for submission issues (ExchangeHelp@hq.doe.gov) and a separate contact for FOA questions (ARPA-E-CO@hq.doe.gov), along with a general ARPA-E FAQ page. The original deadline listed for submissions was 9:30 a.m. Eastern Time on April 15, 2022, and the notice strongly encouraged submitting at least 48 hours early to avoid last-minute technical problems.

  • The Department of Energy, Advanced Research Projects Agency Energy in the opportunity zone benefits, science and technology and other research and development sector is offering a public funding opportunity titled "Mining Innovations for Negative Emissions Resource Recovery (MINER) (SBIR/STTR)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.135.
  • This funding opportunity was created on Feb 24, 2022.
  • Applicants must submit their applications by Apr 15, 2022 Submissions to this FOA are due no later than 930 a.m. Eastern Time on 04/15/2022. Applicants are strongly encouraged to submit at least 48 hours in advance of the due date.. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Each selected applicant is eligible to receive up to $3,952,638.00 in funding.
  • The number of recipients for this funding is limited to 15 candidate(s).
  • Eligible applicants include: Small businesses.
Apply for DE FOA 0002708

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MINER SBIR/STTR (DE-FOA-0002708) Frequently Asked Questions

1) What is the MINER SBIR/STTR funding opportunity?

The Mining Innovations for Negative Emissions Resource Recovery (MINER) SBIR/STTR funding opportunity (FOA number DE-FOA-0002708) is a U.S. Department of Energy ARPA-E program that supports small businesses developing mining and minerals-processing technologies intended to be commercial-ready. The program targets technologies that can strengthen domestic supply chains for critical minerals while reducing, or even reversing, the carbon footprint associated with producing those minerals.

2) Who is running this program?

The program is run by the Department of Energy's Advanced Research Projects Agency-Energy (ARPA-E).

3) What problem is MINER trying to solve?

MINER is motivated by two connected challenges described in the FOA summary: (1) the United States needs larger and more secure supplies of critical minerals (such as copper, nickel, lithium, cobalt, and rare earth elements) to support batteries, clean electricity generation, and grid expansion; and (2) conventional mining is getting more expensive and less efficient as high-grade deposits deplete and costs rise for crushing, processing, tailings management, and environmental controls. MINER aims to support innovations that can change cost and performance trajectories rather than deliver incremental improvements.

4) What types of applicants are eligible?

This is an SBIR/STTR opportunity and the eligible applicant type listed is small businesses.

5) What kind of work is ARPA-E looking for (basic research or applied R&D)?

MINER is positioned as applied research and development with clear commercialization potential. The opportunity aligns with ARPA-E's focus on high-risk, high-reward technology development that can create new cost and performance "learning curves" rather than incremental advances.

6) What are the main technical outcomes MINER wants projects to achieve?

The FOA describes three program-level outcomes seeking step-change improvements versus current state-of-the-art approaches:

  • Comminution energy reduction: cut the energy used to crush and grind ore by 50%.
  • Improved mineral recovery: increase recovery of energy-relevant minerals by reducing the amount of valuable material left behind in tailings by 50%.
  • Net-negative emissions production: enable net-negative emissions mineral production by sequestering more than 10 weight percent CO2e per metric ton of ore processed.

7) What does "comminution energy" mean in the context of this FOA?

In this FOA, comminution energy refers to the energy required to crush and grind ore during mining and minerals processing. MINER seeks approaches that substantially reduce this energy demand compared to current state-of-the-art methods.

8) What does the FOA mean by improving recovery and reducing tailings losses?

The opportunity calls for technologies that recover more of the target, energy-relevant minerals during beneficiation and processing, specifically by cutting in half the amount of valuable material that ends up in tailings compared to state-of-the-art performance.

9) What does "net-negative emissions mineral production" mean here?

Within the MINER program description, net-negative emissions is tied to mineral production processes that sequester CO2e as part of the processing train. The FOA highlights sequestration performance of more than 10 weight percent CO2e per metric ton of ore processed, using mineralization or carbonation reactions that lock CO2 into stable solid forms.

10) What kinds of technology areas does MINER fund?

The FOA describes four major technical categories that organize the types of solutions ARPA-E is seeking:

  • Mineral comminution: concepts such as novel breakage methods, more selective liberation strategies, improved classification, or alternative size-reduction pathways aimed at reducing wasted energy.
  • Beneficiation and processing: improvements to raise yield, including new separation approaches, enhanced chemistry, or flowsheet innovations to capture critical elements that would otherwise end up in tailings.
  • Carbon-negative reactions: processes that consume CO2 as a functional input and convert it into stable mineral carbonates or other long-lived products while still producing usable mineral outputs.
  • Sensing and analysis tools: tools to identify, quantify, and enable carbonation potential and mineralization, including rapid characterization of ore bodies, tailings, and process streams to predict feasibility and support real-time control.

11) Is MINER focused only on mining, or also on minerals processing?

Based on the program description, MINER covers both mining and minerals-processing technologies. The focus includes comminution, beneficiation, processing, tailings-related recovery, and related sensing/analysis to enable improved performance and carbon-negative outcomes.

12) What critical minerals are explicitly mentioned in the program description?

The summary specifically mentions copper, nickel, lithium, cobalt, and rare earth elements as examples of minerals needed for batteries, clean electricity generation, and grid expansion.

13) How many awards were anticipated, and what is the maximum award size?

The opportunity anticipated around 15 awards. The award ceiling was approximately $3.95 million per project.

14) What funding/assistance mechanisms are used for awards?

Awards are made under assistance mechanisms such as cooperative agreements, grants, or other instruments.

15) What kinds of analysis does ARPA-E expect in proposals?

The FOA emphasizes that proposers should be prepared to address techno-economic analysis (TEA) and life cycle assessment (LCA) expectations. This reflects ARPA-E's focus on whether an approach can plausibly scale, compete on cost, and deliver real net emissions benefits when considering full system impacts.

16) Where do applicants find the official FOA details?

Applicants were directed to access the full FOA on the ARPA-E website.

17) How are concept papers and applications submitted?

Required materials must be submitted through the ARPA-E eXCHANGE system, which is described as the only submission path ARPA-E will accept for concept papers and applications.

18) Is there an email address for technical help with the submission system?

Yes. For submission issues related to ARPA-E eXCHANGE, the posting lists: ExchangeHelp@hq.doe.gov

19) Is there an email address for questions about the FOA itself?

Yes. For FOA questions, the posting lists: ARPA-E-CO@hq.doe.gov

20) Is there a general ARPA-E FAQ resource mentioned?

Yes. The notice mentions a general ARPA-E FAQ page as a resource for applicants.

21) What was the submission deadline listed in the posting?

The original deadline listed for submissions was 9:30 a.m. Eastern Time on April 15, 2022.

22) Does the notice provide any guidance on when to submit?

Yes. The notice strongly encouraged submitting at least 48 hours early to avoid last-minute technical problems.

23) What does ARPA-E mean by "high-risk, high-reward" in this context?

As described in the posting, ARPA-E is seeking technologies that could create new cost and performance learning curves rather than incremental improvements. In other words, projects should aim for step-change outcomes with a credible path to commercialization.

24) What is the carbon management approach emphasized in MINER?

The FOA highlights mineralization or carbonation reactions that lock atmospheric or industrial CO2 into stable solid forms as part of the processing train, with the goal of achieving net-negative emissions mineral production.

25) What role do sensing and analysis tools play in MINER?

The sensing and analysis category is intended to support identification and quantification of carbonation potential and mineralization. The description emphasizes rapid characterization of ore bodies, tailings, and process streams so operators can predict where carbon mineralization is feasible and control it in real time.

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